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Review Of Recent Whistleblower Developments - Employment and HR

Manchin joins Republicans opposing SEC climate-disclosure plan

The West Virginia senator is calling on the commission to reconsider a plan to require companies to disclose information about their greenhouse gas pollution.

Manchin joins Republicans opposing SEC climate-disclosure plan

Senator Joe Manchin is calling on the Securities and Exchange Commission to reconsider a plan to require companies to disclose information about their greenhouse gas pollution.

Wall Street Brokers Are Put on Notice by SEC Over Conduct Rules

For retail clients, the roles of brokers and financial advisors are similar, the SEC says.

SEC puts brokers on notice over conduct rules

The guidance touches on the controversial policy debate about conflict-of-interest rules and what it means for brokers to act in the interest of their clients.

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