The DOJ sentenced a former investment advisor to six years in prison for his role in a scheme to defraud clients of investments in a fund he controlled.
Financial Advisor IQ - Content Page financialadvisoriq.com - get the latest breaking news, showbiz & celebrity photos, sport news & rumours, viral videos and top stories from financialadvisoriq.com Daily Mail and Mail on Sunday newspapers.
The DOJ sentenced a former investment advisor to six years in prison for his role in a scheme to defraud clients of investments in a fund he controlled.
Deming wealth management advisor accused of $10 million fraud lcsun-news.com - get the latest breaking news, showbiz & celebrity photos, sport news & rumours, viral videos and top stories from lcsun-news.com Daily Mail and Mail on Sunday newspapers.
Authorities say Martin Ruiz misappropriated more than $8 million of client funds, transferring those funds through a series of entities Ruiz also controlled, and spent the vast majority of the funds on personal expenses.