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Decade-long ban reduced for former adviser

A former financial adviser who was jailed for breaching COVID-19 border restrictions to attend the AFL Grand Final had his ASIC banning order reduced.

Female advisers comprise less than a quarter of the profession

Which licensees have stood out from the pack in the last two years?

Looking at changes in adviser numbers since H2 2021 in terms of appointments and resignations, research reveals just two licensee groups report a net positive change.

FY23 farewells 700 advisers

Financial advice firms AMP Financial Planning, Synchron, and Charter farewelled the largest number of advisers, dragging down the total population to 15,708 from 16,415 at the end of the 2023 financial year.

Former Capstone adviser in EU with ASIC

A former Capstone Financial Planning adviser is in a court enforceable undertaking with ASIC after he failed to maintain adequate records to show clients were receiving the services they d paid for.

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