Capitol Securities Welcomes Jim Wallace as its New Chief Operating Officer ( COO )
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BOSTON, May 7, 2021 /PRNewswire/ Capitol Securities Management, Inc. is pleased to announce the appointment of Jim Wallace to the position of Chief Operating Officer. Jim will be based in the firm s new corporate office located in Boston, Massachusetts.
In this role, Jim will lead all aspects of firm s daily operations supporting Capitol Securities Management s network of financial advisors.
Jim brings over 30 years of experience in the financial services profession, starting his career at Fidelity Investments, supporting institutional and retail client with trading, operations and service. Jim was then at Investors Capital for over 16 years where he served as the firm s Chief Operating Officer responsible for leading all aspects of firm s daily operations supporting a network of 500+ independent financial representatives. He managed daily
Capitol Securities Welcomes Joseph Mauriello to our Glastonbury, CT, Office
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RESTON, Va., May 5, 2021 /PRNewswire/ Capitol Securities Management, Inc. is pleased to welcome Joseph Mauriello to our Glastonbury, Connecticut Office. Joe joins Capitol from Liberty Bank where he was a Vice President of Investment Services. Joe holds FINRA Series 6, 7, 63 and 65 licenses and he received a Bachelor of Science degree from the University of Connecticut.
Joe specializes in holistic investment advice and comprehensive retirement income planning. He will continue to be supported by Capitol Securities using Raymond James client and advisor-based platform.
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RESTON, Va., May 3, 2021 /PRNewswire/ Capitol Securities Management, Inc. is pleased to welcome Joseph Fumo to the company.
Joseph J. Fumo V graduated with a B.A. in Business Administration and a concentration in Finance from the Erivan K. Haub School of Business of Saint Joseph s University in 2012. With a focus on learning, Joseph became a CERTIFIED FINANCIAL PLANNER™ practitioner in March of 2015 as well as receiving his MS in Personal Financial Planning in 2017. He holds FINRA Series 3, 7, and 66 licenses. Joseph joins Capitol from Wells Fargo Advisors.
As a Financial Advisor with over 10 years of industry experience, he helps successful families and individuals organize and manage their financial affairs. His areas of focus include generational wealth transfer and assisting pre-retirees and retirees in managing their assets to provide a lifestyle sustaining income that allows them to maintain their dignity and independence.
This Week in Wealth Management M&A The mergers, acquisitions and advisor moves you may have missed the week of April 12 to 16, 2021.
According to a recent Fidelity report, there were just over $90 billion in RIA deals across 46 transactions, and $65 billion of money in motion across five IBD transactions in the first quarter of the year. Will the trend continue?
While last week was a lull, April’s second full week saw Wealth Advisor Growth Network, a practice management provider for breakaways, invest in its second firm; a $1.7 billion lift out named Naviter Wealth from regional broker/dealer Stephens.
Recently launched Journey Strategic Wealth tucked in its first advisor team, recruited from Northwestern Mutual and led by Kristin Bartlow who brings $180 million in client assets.
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RESTON, Va., April 12, 2021 /PRNewswire/ Capitol Securities Management, Inc. is pleased to welcome Edwin Clary ( E.B. ) Bartlett to our Wilmington, North Carolina Regional Office. E.B. joins Capitol from Merrill Lynch where he was a Senior Financial Advisor. E.B. has a master s and bachelor s degree from East Carolina University. He holds FINRA Series 7, and 66 licenses.
E.B. specializes in holistic investment advice and retirement planning which he feels he can more successfully deliver on Capitol s - Raymond James based client and advisor-based platform.
E.B. will be in Capitol s Wilmington, NC office located in Lumina Station at 1900 Eastwood Rd Unit 5, Wilmington, North Carolina 28403 Telephone: 910-239-9220. His contact information is