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Independent wealth managers punish ex-financial advisors

Securian's alleged tactics with departing managing partners highlight a troubling trend among firms claiming to offer flexibility and freedom.

United statesUnited kingdomBob oroDoc kennedyWayne bloomDana taormina clearyMichael policarBrian hamburgerLuke mckelvyJon henschenJames jay womackTony martinsJay womackMorgan stanleyCambridge investment researchSecurian financial services

Best Place for New Leads? Inside Your Own Practice

The most promising growth opportunities are inside an advisory firm, said industry executives, speaking at the Fearless Investing Summit.

Brian hamburgerLori hardwickFearless investing summitSalt lake cityBill crager

Dynasty Financial Partners taps $50 million from Wall Street as IPO market craters

The firm will use the credit line to grow its business and invest in partner firms.

United statesManhattan beachSankt peterburgBrian hamburgerCraig robsonShirl penneyJustin weinkleBrandon kawalDan seivertSteven satterMorgan stanleyMerrill lynchGoldman sachsWells fargoDynasty financial partnersWall street

CI Financial s US Deal Spree Gets a Cold Shoulder From Investors

At the moment, the market isn’t buying what CEO Kurt MacAlpine is selling.

United statesNew yorkAbu dhabiAbuz abyUnited arab emiratesUnited kingdomNew york stock exchangeMalcolm whiteJim shanahanKurt macalpineRobert lyonBrian hamburgerEric bushellMarc andre lewisBill hollandPaul gulberg

Dynasty Financial Partners IPO plan still in play

The firm isn't "shelving" its offering – it's waiting for Wall Street to emerge from the worst IPO landscape since 2009.

New yorkUnited statesSankt peterburgBrian hamburgerShirl penneyLynnley browningJamie mclaughlinTeam penneyGoldman sachsDynasty financial partnersWall streetFinancial partnersMarketcounsel consultingWall street journalTeam penney racingIndustry news

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