Tucson Sounds: I hate the Gram - a local music love story tucsonsentinel.com - get the latest breaking news, showbiz & celebrity photos, sport news & rumours, viral videos and top stories from tucsonsentinel.com Daily Mail and Mail on Sunday newspapers.
Bob Colby, a Dakota, Minn. homeowner is counting his blessings after a semitruck nearly crashed into his home for a second time. Colby wasn't hurt. He was sleeping when investigators say the semitruck driver lost control.
FINRA Hopes to Extend Remote Branch Office Exams Into Next Year FINRA President Robert Cook reiterated the need for exams to remain remote into 2022, and said the rule may need to take a more risk-based approach going forward, he said, at SIFMA s Legal & Compliance Forum.
Financial Industry Regulatory Authority President and CEO Robert Cook said he wants examinations of firms’ branch offices to stay remote into next year, speaking at the Securities Industry and Financial Markets Association’s (SIFMA) virtual Legal & Compliance Forum this week. FINRA is currently in talks with the Securities and Exchange Commission about extending the remote exam option.
FINRA Considering New Guidance, Rules After GameStop Saga wealthmanagement.com - get the latest breaking news, showbiz & celebrity photos, sport news & rumours, viral videos and top stories from wealthmanagement.com Daily Mail and Mail on Sunday newspapers.