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Pennsylvania Federal Judge Orders RiversEdge Out of Retirement Plans

A judge determined the retirement plan recordkeeper and third-party administrator misappropriated millions in clients’ plan assets.

Barry salkinPaul palgutaMarilynj horanUs department of laborCharles schwab trust bankGroom law groupAtlantic trust companyRiversedge advanced retirement solutionsSchwab retirement technologies incWagner law groupJudge marilynMid atlantic trust companySchwab retirement technologiesDrew oringerEmployee retirement income security act covered

Smaller firms may not be ready for DOL fiduciary rule now in force

Smaller financial advisory firms may not be ready for the DOL fiduciary rule that the department started ti enforce on Tuesday.

Lance schoeningBiddle reathRyan brownBarry salkinFred reishExchange commission regulation best interestWagner law groupPrincipal financial groupDepartment of laborEmployee retirement income security actFaegre drinker biddleWagner lawPrincipal financialExchange commissionRegulation best interest

Service Provider Collaboration and the DOL s Cybersecurity Guidance

Retirement plan sponsors may have difficulty achieving full compliance with the DOL’s cybersecurity guidance because many of the required actions are controlled by their service providers.

Jon schultzeBarry salkinSusan reesEmployee benefits security administrationUs department of laborTips for hiringa service providerAdditional wagner law groupWagner law groupBenefits security administrationService provider

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