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Selling up: The importance of due diligence

Vicky Pearce and Roderic Rennison look at the process of selling an advice practice and highlight the importance of due diligence despite it being potentially 'intrusive, tedious and stressful'.

Roderic-rennison
Catalyst-partners
Consumer-duty
Catalyst-partners
Dicky-pearce
B-compliant
Selling-up
Opinion

Advisers place high value on regulatory compliance support

Financial advisers value hands-on support when choosing a compliance provider, according to research by B-Compliant.

Manchester
United-kingdom
Vicky-pearce
B-compliant
Compliance

PA Awards 2023: Provider category shortlists revealed!

How advisers can protect their brand and reputation

Trademarking is not all that easy to do, but it is worth the time and effort to protect advisory businesses, writes Victoria Pearce

Google-adwords
Google
Community-trade-mark
Institute-of-trade-mark-attorneys
Property-office
Companies-house
Intellectual-property-office
Chartered-institute
Trade-mark-attorneys
Victoria-pearce
B-compliant

DB transfer specialist returns to trading after 30-month FCA investigation

It has taken Holistic Pension Transfer Specialists (HPTS) 30 months to return to unrestricted trading after six of its case files were deemed “unclear” by the Financial Conduct Authority (FCA) in November 2019, the firm revealed.

Manchester
United-kingdom
Clare-bruce
Vicky-pearce
Financial-services
Markets-act
Financial-instruments
Manchester-basedb-compliant
Fca
Clare-bruce
Pts
Dicky-pearce

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