The Securities and Exchange Commission (the Commission) has a longstanding policy under its No-Admit/No-Deny Rule (or the Gag Rule) that prohibits defendants.
In a setback to the SEC's and other federal agencies' use of administrative law judges ("ALJs") to conduct in-house enforcement proceedings, the U.S. Supreme Court recently issued a unanimous decision.
In a setback to the SEC s and other federal agencies use of administrative law judges to conduct in-house enforcement proceedings, the U.S. Supreme Court recently issued a unanimous decision in Axon. | May 3, 2023
The U.S. Supreme Court on April 14, 2023, issued a unanimous opinion holding that federal district courts can consider constitutional challenges to administrative proceedings before such agencies. | May 2, 2023