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Compliance code cracker: GAM, Greensill and conflicts of interest — multiple regulatory failures | Thomson Reuters Regulatory Intelligence and Compliance Learning
In a final notice which reveals details of many conflicts of interest-related regulatory failures, the Financial Conduct Authority (FCA) has imposed a fine of £9,103,523 on London-based.
United kingdom
City of
Timothy haywood
United kingdom ltd
United kingdom group
Financial conduct authority
Sterling management ltd
London ltd
Greensill capital united kingdom ltd
International management ltd
Financial services authority
Management ltd
Greensill capital
Kingdom ltd
Avenir pass through notes
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