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Adviser faces hefty sentence for making unauthorised client transactions

An adviser has admitted guilt after being accused of making nearly 50 unauthorised transactions on Netwealth trading accounts. Former financial adviser John Wertheimer pleaded guilty last week in the

Western australiaJohn wertheimerAustralian financial services licenseeDistrict courtPerth magistrates courtJohn wertheimer associatesPicture wealth advisoryPicture wealth

Former financial adviser pleads guilty to making unauthorised client transactions

Former financial adviser pleads guilty to making unauthorised client transactions
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Western australiaJohn wertheimerAustralian financial services licenseeJohn wertheimer associates pty ltdWealth advisory pty ltdDistrict courtPerth magistrates courtCanning valeAssociates pty ltdPicture wealth advisory pty ltdPicture wealthCommonwealth directorPublic prosecutionsCorporations act

Liquidnet Signs the Sustainable Trading Initiative

Liquidnet joins industry peers to be a force for ESG change in financial trading Liquidnet, a leading technology-driven agency execution specialist, today announced that it became a member of Sustainable

New zealandHong kongUnited kingdomSouth africaCity ofKostenloser wertpapierhandelSophonie robichonBrian walshDuncan higginsRob cranstonLiquidnet europeLiquidnet singapore privateZealand financial service providers registerCentral bankMonetary authority of singaporeWarsaw stock exchange

Australian Listed Investment Company Report September 2022

Independent Investment Research updates developments among Australia's listed investment companies and provides comparative data

New south walesUnited statesMetrics income opportunities trustPm capital global opportunities fund limitedResearch managementDjerriwarrh investments limitedInvestment research aust ptyAustralian financial services licenseeLeaders limitedEllerston asian investments limitedA listed investment companyInitiates coverage on metrics income opportunitiesFund managersInvestment researchEquity performance fund limitedMetrics master income trust

Liquidnet Makes Key Hire to Support the Expansion of its Fixed Income Business

Press release content from Business Wire. The AP news staff was not involved in its creation.

New zealandHong kongUnited kingdomSouth africaCity ofMark russellSophonie robichonNichola hunterLiquidnet europeLiquidnet singapore privateGlobal head of client servicesCentral bankMonetary authority of singaporeWarsaw stock exchangeFutures commission for typeAustralian financial services licensee