A stock broker may appoint one or more associated persons (APs) after obtaining specific prior approval from the stock exchange concerned for each such person, as per SEBI regulations
Recently, the Securities and Exchange Commission (SEC) approved the Financial Industry Regulatory Authority's (FINRA) latest attempt to make expungement of customer disputes harder. The.
Bagsværd, Denmark, 10 May 2023 — This company announcement discloses the data of the transaction made in Novo Nordisk shares by the company’s board members, executives and their. | May 10, 2023
On April 12, 2023, the U.S. Securities and Exchange Commission ("SEC") approved the Financial Industry Regulatory Authority's ("FINRA") revised proposal to establish more difficult procedures for