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SEC endorses investment advisers using diversity factors

The SEC said that investment advisers can consider diversity, equity and inclusion factors when selecting or recommending other advisers.

Raising The Bar On Diversity, Equity And Inclusion, SEC Commissioner Jaime Lizárraga, ICI Securities Development Conference, Oct 13, 2022

<p><span>Thank you Sarah for your kind introduction. It is a pleasure to join you today to offer a few thoughts about diversity, equity and inclusion (DEI). And to do so as this year&rsquo;s Hispanic Heritage Month comes to a close.</span></p>

Remarks At The Association Of Asian American Investment Managers Elevate 2022 Keynote Lunch Program, SEC Commissioner Mark T Uyeda, New York, NY, Sept 29, 2022

<p><span>Good afternoon. Thank you for the invitation to address the Association of Asian American Investment Managers (AAAIM).</span><span>&nbsp;Over the past year, I have appreciated getting to know the AAAIM team of Jim Park, Kit Canlas, and Alyssa Lee, and their efforts to carry out AAAIM&rsquo;s mission. I also want to recognize Ginger Lew for her efforts, both as an AAAIM co-founder and as a dedicated public servant. And, finally, I would like to recognize Maeley Tom, another AAAIM co-founder, who &ndash; eighteen years ago &ndash; reached out to me, someone who was brand new to public service in state government in Sacramento, and whose career continues to inspire.</span></p>

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