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FINRA fines member firm and former chief executive for markups

FINRA has charged Crews and Associates $50,000 and its former head trader and CEO $30,000 for selling municipal bonds with markups and for failing to maintain a supervisory system.

Little rockFinancial industry regulatory authorityArkansas based crewsExchange commissionWashington dcEnforcement actions

New public finance head at Crews & Associates seeks expansion

Crews & Associates, a top underwriter in Arkansas, eyes move into addirional states.

New yorkUnited statesUniversity of central arkansasWest virginiaMichael lambertCrews associatesArkansas based crewsNorth centralCrew louisianaCareer movesCareer advancement

SEC fines firm and ex-CEO for failing to disclose conflict of interest

SEC fines firm and ex-CEO for failing to disclose conflict of interest
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Ohio countyWest virginiaUnited statesPaul macoExchange commissionSecurities exchangeCrews associatesEnforcement division public finance abuse unitArkansas based crewsPublic finance abuseCrew octoberLeeann gauntEnforcement divisionSecurities exchange act
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