As far as the FCA is concerned everyone in the supply chain of a product should be responsible for the consumer impact of that product. Investment and financial advisers take note, because this is how the FCA will reach you, explain David Robinson and Simon Collins
The U.K. Financial Conduct Authority (FCA) recently introduced important changes to the regime governing Appointed Representatives (ARs), which carry out regulated activity for which an.
The U.K. Financial Conduct Authority has published a Policy Statement and final rules on improvements to the Appointed Representatives regime. The AR regime allows authorized firms to.