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Friday, July 23, 2021 Highlights As of Aug. 16, 2021, the SEC has raised the “qualified client” net worth threshold, from $2.1 million to $2.2 million, and the assets under management threshold, from $1 million to $1.1 million Clients that entered into advisory contracts in reliance on the lower thresholds prior to the effective date will be grandfathered in and still be deemed to meet the “qualified client” definition Registered investment advisers that rely on Rule 205-3 of the Advisors Act to receive performance or incentive-based compensation from their clients should consider updating their offering and subscription documents to reflect these increases The Securities and Exchange Commission (SEC) issued an order dated June 17, 2021 that will increase the “net worth” and “assets under management” thresholds for purposes of determining whether an investment advisory client meets the definition of a “qualified client” under Rule 205-3 of the Inv

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