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$2 5B Patriot Financial moves to Cetera | Financial Planning

The group of 70 financial advisors left Advisor Group's Securities America to focus on expansion with the help of a rival to its prior firm.

United statesBrett bernsteinDavid odonnellMichael tashjianFinancial groupPatriot financial groupFinancial resources group investment servicesAdvisor group securities americaAdvisor groupCetera financial groupHead of business development john pierceRepresentatives for advisor groupSecurities americaCetera financial specialistsFarpointe wealth partnersResources group investment services

Atria Wealth Solutions

Atria Wealth Solutions
financial-planning.com - get the latest breaking news, showbiz & celebrity photos, sport news & rumours, viral videos and top stories from financial-planning.com Daily Mail and Mail on Sunday newspapers.

United statesAdvisor group securities americaAdvisor groupSecurities america

Vania May Bell sentenced in Securities America fraud case

Securities America has paid more than $15 million in an SEC case and settlements with the fraud victims of Hector May and his daughter, Vania May Bell.

New yorkUnited statesNew jerseyDamian williamsMichael edmistonJustice departmentPublic investors advocate bar associationAdvisor group securities americaRepresentatives for advisor groupAdvisor groupSecurities americaHector mayNew cityNew york basedExecutive compensation plannersPublic investors advocate bar

Ponzi scheme guilty pleas for father-daughter team

Vania May Bell has admitted to helping her father run a scheme that started in the late 1990s and ended in 2018.

New yorkUnited statesNew jerseyDamian williamsBill singerBernie madoffNational association of securities dealersAdvisor group securities americaMay bellCompensation plannersSouthern districtHector mayExecutive compensation plannersSecurities americaExecutive compensationWall street

$1B Elite Financial Network OSJ moves to LPL | Financial Planning

The office of supervisory jurisdiction is seeking to avoid any further potential disruption from M&A deals, its founder says.

Al qahirahUnited statesHuntington beachWaddell reedKen hullingsCraig wongNancy dibattistaDan arnoldChris clemensFinancial groupFinancial networkCommonwealth financial networkAdvisor groupNational planning holdings networkAdvisor group securities americaSecurities america

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