On August 23, 2023, the Securities and Exchange Commission (“SEC”) formally adopted new rules and amendments (collectively, the “Final Rule”) under the Investment Advisers Act of 1940,.
The U.S. Securities and Exchange Commission (the SEC) adopted Amendments to Form PF (the Amendments) in a three-to-two vote on May 3, 2023, over a decade after Form PF’s initial.
On February 9, 2022, the Securities and Exchange Commission ("SEC") proposed a series of new rules under the Investment Advisers Act of 1940, as amended ("Advisers Act").