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Dalton State College hosts investors roundtables event

Dalton State College hosts investors roundtables event
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United statesDalton state collegeAdam anicichJudas iscariotHesterm peirceAmerican securities administrators associationDalton state college onExchange commissionUnited states securitiesGeorgia secretaryStates securitiesExchange commissioner hesterJohn fuchko

Prepared Remarks Before The SEC / NASAA / Georgia Secretary Of State Joint Public Roundtable, SEC Chair Gary Gensler, Washington D C , March 27, 2024

Prepared Remarks Before The SEC / NASAA / Georgia Secretary Of State Joint Public Roundtable, SEC Chair Gary Gensler, Washington D C , March 27, 2024
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United statesNoula zaharisNekia hackworth jonesCristina martin firvidaAdam anicichClaire mchenryCarla anglinAmerican securities administrators associationUniversity of north georgiaGeorgia secretaryState assistant commissionerSecurities noula zaharis

Remarks At Meeting Of The SEC Investor Advisory Committee, SEC Commissioner Hester M Peirce, Washington D C , Sept 21, 2023

Remarks At Meeting Of The SEC Investor Advisory Committee, SEC Commissioner Hester M Peirce, Washington D C , Sept 21, 2023
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Adam anicichMarc sharmaInvestor advisory committeeEnd fund liquidity risk management

Remarks At Meeting Of The SEC Investor Advisory Committee, SEC Commissioner Hester M Peirce, Sept 21, 2022

Good morning and thank you, Christopher [Mirabile]. Today’s agenda is particularly hefty. Much of the day will be taken up by four separate panel discussions covering a dizzying range of topics: human capital management; the Commission’s recent proposals regarding swaps and beneficial ownership reporting; and ESG investing. Following these panel discussions, the Committee will consider three distinct sets of draft recommendations, each of which is lengthy and detailed. I appreciate the Committee’s enthusiasm, which this agenda evidences.

Mark sharmaHesterm peirceAdam anicichRick flemingPanel discussion regarding schedulesInvestor advisory committeePanel discussion regardingPanel discussion regarding human capital managementFund disclosurePanel discussion regarding proposed ruleDiscussion regarding human capital managementDiscussion regarding proposed ruleLarge security based swapDiscussion regarding schedulesBeneficial ownershipRecommendation related

Closing Remarks To The Older Investor Roundtable, SEC Chair Gary Gensler, Washington D C , April 28, 2022

Good morning. In 1937, in his first press conference as Chair of the Securities and Exchange Commission, William O. Douglas told members of the press that, in this country, “We have got brokers’ advocates; we have got Exchange advocates; we have got investment-banker advocates; and we are the investor’s advocate.”

United statesWilliamo douglasRichard szuchAdam anicichRick flemingNancy leamondExchange commissionDivision of enforcementOffice of the investorInvestor advocate rick fleming