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SEC Proposes New Rules On 10b5-1 Plans And Stock Buybacks - Corporate/Commercial Law

At an open meeting yesterday, the SEC voted to propose new rules addressing trading in the market by insiders and companies.

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U S SEC Proposes Amendments Regarding Rule 10b5-1 Plans and Related Disclosures | Morrison & Foerster LLP

On December 15, 2021, the U.S. Securities and Exchange Commission (the SEC) proposed amendments to the affirmative defense in Rule 10b5-1(c) under the Securities Exchange Act of 1934,.

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SEC Staff Issues Key Considerations on LIBOR Transition | Latham & Watkins LLP

As a major LIBOR transition milestone approaches, a Staff Statement provides key considerations for market participants regarding their obligations. On December 7, 2021,.

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The SEC Declares

On November 9, 2021, the SEC released a Risk Alert from the Division of Examinations which provides observation

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Significant Increases Reported In FY2021 SEC Whistleblower Program

FY2021 was a record year for the SEC Whistleblower Program. The SEC released its 2021 Report to Congress and it reflects increases in many different metrics. FY2021 marked the highest number of awards to both the number of individuals and in dollar amounts awarded.

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