comparemela.com

Latest Breaking News On - Aa regulations - Page 2 : comparemela.com

IA exposes clients to risk of financial peril while charging exorbitant fee , fined Rs 35 lakh

The market regulator’s investigations revealed that the IA collected nearly Rs 1.95 crore from 748 clients between November 2, 2017, and April 30, 2019, and the order stated that the fee “appears to be unreasonably high”

Ashish jainMi research rsOmi researchNoticee mi researchExchange board of india sebiExchange boardSecurities and exchange board of indiaAa regulationsFutp regulationsSebi act

Oops! Investment Advisory tries to sell assured-return service to SEBI official, fined Rs 12 lakh

The advisory was found in violation of various regulations including PFUTP Regulations and the IA Regulations

Annh pexelsNational institute of securities marketInternational bankingExchange board of indiaExchange boardUnfair trade practices regulationsInvestment visorPraveen vermanCommodity professionalNational instituteSecurities marketSecurities and exchange board of indiaInvestment advisorAa regulationsFutp regulations

Oops! IA s sales exec tries to sell assured-return service to SEBI official; IA fined Rs 12 lakh

The advisory was found in violation of various regulations including PFUTP Regulations and the IA Regulations

Annh pexelsInternational bankingExchange board of indiaNational institute of securities marketExchange boardUnfair trade practices regulationsInvestment visorPraveen vermanCommodity professionalNational instituteSecurities marketSecurities and exchange board of indiaInvestment advisorAa regulationsFutp regulations

무늬뿐인 심의위… 검찰 입맛대로 사건 감추고 내놓고 [이슈&탐사]

무늬뿐인 심의위… 검찰 입맛대로 사건 감추고 내놓고 [이슈&탐사]
kmib.co.kr - get the latest breaking news, showbiz & celebrity photos, sport news & rumours, viral videos and top stories from kmib.co.kr Daily Mail and Mail on Sunday newspapers.

Soult ukpyolsiSouth koreaCenters for diseaseMinistry of justice regulationsDepartment of justiceMinistry of justice the regulationsFatherlandi ministry of justiceSang konkuk university law schoolAa regulationsNational dailyMinistry of justiceKolon groupYoung soo chang korea law schoolKorea university of foreign studies law schoolSeoul central district prosecutor officeSeocho district

무늬뿐인 심의위… 검찰 입맛대로 사건 감추고 내놓고 [이슈&탐사]

무늬뿐인 심의위… 검찰 입맛대로 사건 감추고 내놓고 [이슈&탐사]
kmib.co.kr - get the latest breaking news, showbiz & celebrity photos, sport news & rumours, viral videos and top stories from kmib.co.kr Daily Mail and Mail on Sunday newspapers.

Soult ukpyolsiSouth koreaCenters for diseaseMinistry of justice regulationsDepartment of justiceMinistry of justice the regulationsFatherlandi ministry of justiceSang konkuk university law schoolAa regulationsNational dailyMinistry of justiceKolon groupYoung soo chang korea law schoolKorea university of foreign studies law schoolSeoul central district prosecutor officeSeocho district

vimarsana © 2020. All Rights Reserved.