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Daniel Moisand elected CFP Board chairman for 2023

July 28, 2021 4:50 PM From Moisand’s perspective, however, a new administration means change, which presents innate challenges for CFPs and their clients. “I ve been doing this for 30 years and the very first thing [advisors] are concerned about is how things are going to affect their clients,” he says. “I think the No. 1 concern whenever Congress and the lawmakers put [out] new things is, how do we adapt to those new circumstances. President Biden ran on a platform, and like everybody else before him, he ll get some of this stuff through . and it matters from client to client what particularly comes to fruition.”

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SEC s New Enforcement Chief May Bring Wider Net to Reg BI

SEC s New Enforcement Chief May Bring Wider Net to Reg BI
wealthmanagement.com - get the latest breaking news, showbiz & celebrity photos, sport news & rumours, viral videos and top stories from wealthmanagement.com Daily Mail and Mail on Sunday newspapers.

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Wealth managers praise SEC s Reg BI implementation

Wealth managers praise SEC s Reg BI implementation
financial-planning.com - get the latest breaking news, showbiz & celebrity photos, sport news & rumours, viral videos and top stories from financial-planning.com Daily Mail and Mail on Sunday newspapers.

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Reportable, Inc : Crown Sterling Announces Successful MainNet of Quantum-Resistant Crypto Token

Reportable, Inc : Crown Sterling Announces Successful MainNet of Quantum-Resistant Crypto Token
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Investor Advocates Call For Revamped Form CRS

Investor Advocates Call for Revamped Form CRS The Institute for the Fiduciary Standard released its alternate version of the disclosure document, arguing more was needed to draw the distinction between investment advisors and broker/dealers. Investor protection advocates want the Securities and Exchange Commission to revisit and revise its Form Customer Relationship Summary (CRS), the disclosure document implemented alongside Regulation Best Interest last year. Knut Rostad, the founder of the Institute for the Fiduciary Standard, presented an alternate version of the Form CRS that investor advocates, during a panel discussion hosted by the institute, argued would more starkly draw the distinction between investment advisors and broker/dealers.

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