comparemela.com
Home
Live Updates
Top headaches for RIAs if the SECs outsourcing rule is enacted : comparemela.com
Top headaches for RIAs if the SEC's outsourcing rule is enacted
In addition to voluminous recordkeeping, due diligence and expense, what constitutes a "covered function" may vary from firm to firm.
Related Keywords
Hester Peirce
,
Gino Derango
,
Axos Advisor Services
,
Axos Advisor
,
Recordkeeping Rule
,
Practice And Client Management
,
Law And Regulation
,
Arias
,
Clearinghouses Custodians
,
Custody Services
,
Cyber Security
,
comparemela.com © 2020. All Rights Reserved.