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SEC Proposes New Rule on Investment Advisors Disclosures and Compliance | Vinson & Elkins LLP : comparemela.com
SEC Proposes New Rule on Investment Advisors' Disclosures and Compliance | Vinson & Elkins LLP
The Securities and Exchange Commission’s (the “SEC”) escalating focus on investment advisor compliance is continuing into 2022. In 2021, the SEC brought 159 enforcement actions against...
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