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SEC Enforcement Division is conducting sweep investigation of large investment advisers over employees’ use of off-channel communications. Sweep focuses on text messages from personal phones, personal email, WhatsApp, other platforms not typically monitored by advisers.

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,Enforcement Division ,Exams Division ,Advisers Act ,Recordkeeping Rules ,Legal ,Business ,Government ,Sec Enforcement Division ,Ec Investigates Personal Cell Phones ,Nvestment Adviser Off Channel Communications ,Ec And Private Fund Advisers ,

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