SEC Focus on Compliance with Custody Rule for Digital Assets

Reuters reported SEC probes into registered investment advisers and compliance with custody rule for digital assets. Investment advisers respond to SEC inquiry and review processes and disclosures such as Due diligence processes for selecting custodians; Disclosure of counterparty.

Related Keywords

Gavin Fearey ,Division Of Examination ,Blockchain Alliance ,Division Of Investment Management ,Reuters ,Investment Management ,Private Fund ,Wall Street Blockchain Alliance ,Legal ,Business ,Ec ,Digital Assets ,Securities Law ,Compliance Law ,Ustody Rule For Digital Assets ,Investment Advisers ,