comparemela.com
Home
Live Updates
SEC Adopts Two New Rules to Combat Fraud : comparemela.com
SEC Adopts Two New Rules to Combat Fraud
The SEC adopted two new rules on June 7 aimed at preventing fraud and manipulation specific to security-based swap transactions and the entities that trade them, including a unique rule preventing undue influence over chief compliance officers.
Related Keywords
Peterb Driscoll ,
Gary Gensler ,
Markt Uyeda ,
Marka Elste ,
Aaron ,
Authority Nov ,
Securities Exchange Commission ,
Securities Exchange ,
Securities Exchange Act ,
Exchange Act ,
Securities Act ,
Adopting Release ,
Investment Advisers Act ,
Rules Regarding Prohibitions Against Fraud ,
Security Based Swaps ,
Prohibition Against Fraud ,
Undue Influence ,
Chief Compliance Officers ,
With Authority ,
Pekin Singer Strauss Asset ,
Advisers Act ,
Legal ,
Business ,
Government ,
Ec ,
Security Law ,
Security Based Swap ,
Jobs ,
Co ,
Ule 10 B ,
Section 17a ,
Nti Fraud Rulings ,
comparemela.com © 2020. All Rights Reserved.