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MANILA-The Supreme Court (SC) has affirmed a Makati court ruling convicting a banker liable for violations of laws on restrictions of banks' exposure to directors, officers, stockholders and their related interests (DOSRI) loans. In its 21-page resolution uploaded online on March 11, the SC's Third Division denied the petition for review filed by Jose Apolinario Jr. and affirmed the Court of Appeals (CA)'s 2018 decision on the case. The CA had upheld the 2012 joint resolution of the Makati regional trial court (RTC) Branch 149 convicting Apolinario of violating the banking law and ordered him to pay a total fine of PHP300,000 involving two DOSRI loans amounting to PHP27 million granted by the Unitrust Development Bank (UDB) in 2001 and of which PHP14 million was actually released by the bank. After the loans were released and on the same day, the Bangko Sentral ng Pilipinas (BSP) Department of Thrift Banks and Non-Bank Financial Institutions informed the bank's officers including its president Apolinario that the loans violated regulatory laws. Under banking laws, for a DOSRI loan to be valid, it is necessary that the written approval of majority of the bank's directors be entered into the bank's records and a copy of the entry must be transmitted to the appropriate supervising and examining department of BSP. In UDB's case, the BSP discovered that the loans did not contain the necessary supporting documents such as loan applications, disclosure statements, and both loans were secured only by shares in UDB owned by the borrower, Winefredo T. Capilitan, a director and corporate secretary of the bank at that time. Capilitan obtained a personal loan of PHP1 million and a second loan of PHP27 million in his capacity as president of G. Cosmos Phils. out of which some PHP13 million was released. On January 2002, the BSP suspended the bank's operations, placed it under receivership with the Philippine Deposit Insurance Corporation (PDIC) that was directed to take over. Apolinario, for his part, did not deny that the loans were not reported to the BSP but claimed that they could not have met this requirement because of the BSP and Philippine Deposit Insurance Company's (PDIC)'s take over of the bank which he claimed effectively dissolved the bank's operations, making it impossible for them to report the loans to BSP. They added that since a BSP examiner was assigned at Unitrust from October 2001 until January 2002, the BSP should have been aware of the loan. Ruling otherwise, the court said that while the BSP examiner was assigned to Unitrust, the latter's job was to monitor the transfer of ownership and that the examiner's presence at Unitrust alone cannot equate to his knowledge of the circumstances of the loans. Even if the BSP examiner had acquired information regarding the loans, the bank "still had the duty to comply with the reportorial requirements of the law," the SC said. (PNA) }

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Philippine ,Benguet ,Philippines ,Bangko Sentral ,Jose Apolinario Jr ,Winefredot Capilitan ,Supreme Court ,Unitrust Development Bank ,Bank Financial Institutions ,Department Of Thrift Banks ,Philippine Deposit Insurance Company ,Sc Third Division ,Philippine Deposit Insurance Corporation ,Jose Apolinario ,Thrift Banks ,Non Bank Financial Institutions ,Manila The Supreme Court Sc Has Affirmeda Makati Ruling Convictinga Banker Liable For Violations Of Laws On Restrictions Banks 39 Exposure To Directors ,Officers ,Tockholders And Their Related Interests Dosri Loans In Its 21 Page Resolution Uploaded Online On March 11 ,He Sc 39s Third Division Denied The Petition For Review Filed By Jose Apolinario Jr And Affirmed Court Of Appeals Ca 2018 Decision On Case Had Upheld 2012 Joint Resolution Makati Regional Trial Rtc Branch 149 Convicting Violating Banking Law Ordered Him To Paya Total Fine Php300 ,000 Involving Two Dosri Loans Amounting To Php27 Million Granted By The Unitrust Development Bank Udb In 2001 And Of Which Php14 Was Actually Released After Were On Same Day ,He Bangko Sentral Ng Pilipinas Bsp Department Of Thrift Banks And Non Bank Financial Institutions Informed The 39s Officers Including Its President Apolinario That Loans Violated Regulatory Laws Under Banking ,Ora Dosri Loan To Be Valid ,T Is Necessary That The Written Approval Of Majority Bank 39s Directors Be Entered Into Records Anda Copy Entry Must Transmitted To Appropriate Supervising And Examining Department Bsp In Udb Case ,He Bsp Discovered That The Loans Did Not Contain Necessary Supporting Documents Such As Loan Applications ,Disclosure Statements ,Nd Both Loans Were Secured Only By Shares In Udb Owned The Borrower ,A Director And Corporate Secretary Of The Bank At That Time Capilitan Obtaineda Personal Loan Php1 Million Anda Second Php27 In His Capacity As President Ofg Cosmos Phils Out Which Some Php13 Was Released On January 2002 ,He Bsp Suspended The Bank 39s Operations ,Laced It Under Receivership With The Philippine Deposit Insurance Corporation Pdic That Was Directed To Take Over Apolinario ,Or His Part ,Id Not Deny That The Loans Were Reported To Bsp But Claimed They Could Have Met This Requirement Because Of And Philippine Deposit Insurance Company 39s Pdic Take Over Bank Which He Effectively Dissolved Operations ,Aking It Impossible For Them To Report The Loans Bsp They Added That Sincea Examiner Was Assigned At Unitrust From October 2001 Until January 2002 ,He Bsp Should Have Been Aware Of The Loan Ruling Otherwise ,He Court Said That While The Bsp Examiner Was Assigned To Unitrust ,He Latter 39s Job Was To Monitor The Transfer Of Ownership And That Examiner Presence At Unitrust Alone Cannot Equate His Knowledge Circumstances Loans Even If Bsp Had Acquired Information Regarding ,He Bank Quot Still Had The Duty To Comply With Reportorial Requirements Of Law ,Uot The Sc Said Pna ,

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