Rogue investment advisors in N.L. can evade fines due to lack of legislation

Posted: May 08, 2021 9:00 AM NT | Last Updated: May 8
The Investment Industry Regulatory Organization of Canada is the national self-regulatory organization that oversees all investment dealers. Newfoundland and Labrador is the only province or territory that hasn't granted the regulator legislative powers to enforce fines.(Brent Lewin/Bloomberg)

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