New Marketing Rule Under The Investment Advisers Act - Compliance Date Is Approaching - Securities

On November 4, all registered investment advisers will be required to be in compliance with the U.S. Securities and Exchange Commission's (SEC) new Marketing Rule,[1] promulgated under the Investment Advisers Act of 1940.

Related Keywords

Scott Gluck ,Nanettec Heide ,Michaelc Hardy ,Davida Sussman ,Investment Funds Group ,Corporate Practice Group ,Marketing Rule ,Investment Advisers Act ,Advertising Rule ,Solicitation Rule ,Prescriptive Rules ,Cash Solicitation Rule ,What Should You Be Doing ,Private Investment Funds Group ,Adviser Marketing ,Advisers Act ,Exempt Reporting Advisers ,Reporting Advisers ,Investment Advisers ,Mondaq ,New Marketing Rule Under The Investment Advisers Act Compliance Date Is Approaching ,Corporate Commercial Law ,Compliance ,Securities ,Finance And Banking ,Financial Services ,Media ,Elecoms ,It ,Entertainment ,Advertising ,Arketing Amp Branding , ,