For New Otc Issuers, An Overlooked Benefit Of Recent Amendments To Rule 15c2-11 - Securities

Rule 15c2-11 of the Securities and Exchange Act of 1934 (the "Rule") governs the information, review and maintenance requirements for broker-dealers listed in the public over the counter ("OTC") markets.

Related Keywords

New York ,United States ,New York Stock Exchange , ,York Stock Exchange ,Susquehanna Securities ,Exchange Commission Under Section ,See Securities Exchange Act Release No ,Nasdaq ,Stonex Group Inc ,Virtu Financial Inc ,Key Points ,Exchange Act ,New York City ,Compliance Unit ,Citadel Securities ,Jane Street Group ,Virtu Financial ,Securities Exchange Act Release ,Approving File ,Exchange Commission ,Mondaq ,For New Otc Issuers ,N Overlooked Benefit Of Recent Amendments To Rule 15c2 11 ,Corporate Commercial Law ,Corporate And Company Law ,Securities ,