Firms Will Pay Total of $79M To Settle SEC Off-Channel Comm Charges

Several firms, including Interactive Brokers and Baird, will pay a total $79 million to settle SEC charges involving off-channel communications.

Related Keywords

Dan Bernstein ,Gurbirs Grewal ,Citigroup ,Goldman Sachs ,Merrill Lynch ,Microsoft ,Holt Co ,William Blair Company ,Robertw Baird Co ,Commodity Futures Trading Commission ,Third Securities ,Weinberg Partners ,Director Gurbir ,Wall Street ,