Firm's latest settlement raises question about force of Regulation Best Interest

Despite its brokers' alleged Regulation Best Interest violations, Laidlaw & Company's latest brush with regulators was handled under FINRA's old suitability standard.

Related Keywords

New York ,United States ,California ,London ,City Of ,United Kingdom ,Louis Straney ,Joe Wojciechowski ,Charlesv Malico ,Exchange Commission ,International Securities ,Long Island Financial Group ,Laidlaw Company ,Financial Industry Regulatory Authority ,Laidlaw ,Risk Monitoring Program ,London Based Laidlaw ,Regulation Best Interest ,Chicago Based Stoltman ,Scott Short ,Arbitration Insight ,New York State ,Wall Street ,Huntington Station ,New York Based ,Island Financial Group ,Western International Securities ,Regulation And Compliance ,Lawsuits ,Litigation ,Investments ,