FINRA Amends Rule Protecting Seniors from Financial Exploitation

FINRA adopted amendments to its rule on the financial exploitation of specified adults. The amendments relate to placing holds on securities transactions and extending temporary holds on a disbursements or transactions.

Related Keywords

,Rapid Response Program ,Staff Grants Limited Purpose Swap Dealer Relief ,Market Participants Division ,Rule Protecting Seniors ,Cyber Enabled Financial ,Dealer Relief ,Certain Disclosure ,Participants Division ,Legal ,Business ,Finra ,Inance ,Securities ,Incen ,Cybercrime ,Cybersecurity ,Data Privacy ,Security ,Financial Exploitation ,Disclosure Requirements ,Fintech ,