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Recent UK and EU regulatory developments of interest to financial institutions and markets, including updates on UK MiFIR, EU MAR, SSR, EMIR, MiFIR and MiFID. Also check our supplementary Financial institutions general regulatory news of broader application in the Related Materials links.
Contents
UK EMIR: FCA update on reporting LIBOR transition modifications
UK MiFIR: FCA statement on supervision of commodity position limits
UK MiFIR: FCA consults on LIBOR transition and derivatives trading obligation
UK MiFIR: FCA update on data reporting and LIBOR transition
BMR: LIBOR removed from list of critical benchmarks
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Amid the uncertainty brought about by the end of the Brexit transition period and the ongoing COVID-19 pandemic, firms should be aware that the FCA will retain an active approach to financial crime and regulatory enforcement in 2021. This OnPoint sets out our views on likely enforcement trends and potential areas of focus for the FCA in 2021. We also cover immediate steps firms should be taking to ensure they are well prepared and that their systems and controls are up-to-date.
Last year’s OnPoint on enforcement risk noted that the FCA’s primary focus in its 2020/21 business plan was on mitigating the impact of COVID-19 on the markets and protecting consumers.
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Recent regulatory developments of interest to financial institutions and markets. Includes updates from the UK FCA, the European Commission and the ESMA, among others. Also check our Related Materials links.
Contents
EU SRR: ESMA COVID-19 temporary notification threshold
Mass-marketing of speculative illiquid securities: FCA PS20/15 confirms permanent ban
Cryptoasset businesses: FCA temporary registration regime
UK MiFIR transparency regime: FCA update for end of transition period
MiFIR: Implementing Decision amending earlier Decision recognising certain Singapore derivatives trading venues
MiFID: European Commission adopts Delegated Regulation on thresholds for weekly position reporting