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Pro NBA and NFL athletes lost millions of dollars thanks to their barred Kansas financial advisor whom the SEC accused of fraud

Doug Elstun catered to NBA and NFL sports stars, many of whom may not have known about his confidential client settlements outside of FINRA.

Charles Schwab cuts more jobs as it integrates TD Ameritrade - Dallas Business Journal

Charles Schwab cuts more jobs as it integrates TD Ameritrade - Dallas Business Journal
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More TD Ameritrade Execs Get the Boot at Schwab

More TD Ameritrade Execs Get the Boot at Schwab In the latest round of layoffs in the wake of Schwab s ongoing integration of TD Ameritrade, TDAI executives Vanessa Oligino, Greg Menefee and Scott Leak are shown the door. Charles Schwab is making more cuts to the former TD Ameritrade leadership team amid its latest round of layoffs. The firm let go of around 50 employees, according to a source close to the company. The recent round includes Vanessa Oligino, director of business performance solutions at TD Ameritrade; Greg Menefee, director of institutional consulting and sales support and implementation at TD Ameritrade Institutional; and Scott Leak, director of institutional sales at TDAI.

As companies inch closer to returning to the office, flexibility is key

As companies inch closer to returning to the office, flexibility is key Financial services companies have generally adopted remote work policies, but as offices reopen, the next issue becomes who is and isn t vaccinated. May 7, 2021 6 MINS As more people receive vaccinations and local economies start to slowly reopen, the broader financial services industry is preparing for how and when to start bringing workers back into offices, while navigating the delicate issue of who is and is not vaccinated. At Charles Schwab Corp., for instance, the plan is for a “sequenced” return to offices, “ensuring we continue to serve clients while also keeping people safe,” according to company spokesperson Mayura Hooper.

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