Latest Breaking News On - ஆபத்து இணக்கம் - Page 1 : comparemela.com
DGAP-News: SHS VIVEON AG: Geschäftsentwicklung der ersten sechs Monate 2021 - Bestätigung der Prognose 2021 - Beschleunigung bei den Neukundenabschlüssen
finanznachrichten.de - get the latest breaking news, showbiz & celebrity photos, sport news & rumours, viral videos and top stories from finanznachrichten.de Daily Mail and Mail on Sunday newspapers.
Raymond McMahon takes over as Chief Superintendent of Longford/Roscommon Division
longfordleader.ie - get the latest breaking news, showbiz & celebrity photos, sport news & rumours, viral videos and top stories from longfordleader.ie Daily Mail and Mail on Sunday newspapers.
Wolters Kluwer Compliance Solutions triumphs in FTF News and IT World Awards
finanznachrichten.de - get the latest breaking news, showbiz & celebrity photos, sport news & rumours, viral videos and top stories from finanznachrichten.de Daily Mail and Mail on Sunday newspapers.
DGAP-News: SHS VIVEON AG: Jahresergebnis 2020, Dividendenvorschlag und Neukundengeschäft im 1 Quartal 2021
finanznachrichten.de - get the latest breaking news, showbiz & celebrity photos, sport news & rumours, viral videos and top stories from finanznachrichten.de Daily Mail and Mail on Sunday newspapers.
Remote compliance mostly meets the challenge of working from home
But a stock market reaching record highs may be masking shortfalls, and a recent survey says firms aren t supervising conferencing platforms.
March 15, 2021 2 MINS
Investment advisory firms generally have done a good job of maintaining compliance with securities laws while working remotely since the beginning of the Covid-19 pandemic, but problems may be hidden by strong markets, and firms are facing challenges in keeping records of electronic communications, experts said.
“It’s actually working pretty well,” said Sander J. Ressler, co-owner and managing director of Essential Edge Compliance Outsourcing Services.
But keep the good report card in perspective, Ressler added, because a stock market that has reached record highs despite the pandemic could be masking compliance shortfalls.