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Securities and Exchange Commission in the New Year

Securities and Exchange Commission in the New Year
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BlackRock to Pay $2 5M for Disclosure Errors in Bond Fund

For years, BlackRock inaccurately described Aviron as a “diversified financial services” company, when it was a movie production outfit.

SEC Charges BlackRock with Failing to Properly Disclose Investments by Publicly Traded Fund it Advised

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