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SEC Charges Van Eck Associates for Failing to Disclose Influencer's Role in Connection with ETF Launch

SEC.gov | SEC Charges Van Eck Associates for Failing to Disclose Influencer's Role in Connection with ETF Launch

J.P. Morgan to Pay $18 Million for Violating Whistleblower Protection Rule

The FINANCIAL The Securities and Exchange Commission today announced settled charges against J.P. Morgan Securities LLC (JPMS) for impeding hundreds of advisory clients and brokerage customers from reporting potential securities law violations to the SEC. JPMS agreed to pay an $18 million civil penalty to settle the charges. According to the SEC’s order, fromThe FINANCIAL The Securities and Exchange Commission today announced settled charges against J.P. Morgan Securities LLC (JPMS) for impeding hundreds of advisory clients and brokerage customers from reporting potential securities law violations to the SEC. JPMS agreed to pay an $18 million civil penalty to settle the charges. According to the SEC’s order, from » The FINANCIAL BANKS

SEC.gov | J.P. Morgan to Pay $18 Million for Violating Whistleblower Protection Rule

SEC wins jury trial against hedge fund for spreading false information on a stock. – Investment Watch