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2024 Investment Adviser Compliance Calendar - Securities

SEC-registered investment advisers are subject to an array of reporting and compliance obligations in order to maintain registered investment adviser status. ....

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Combined Notice of Filings #1

Citation: "87 FR 16722" Page Number: "16722" "Notices" Take notice that the Commission received the following electric rate filings: Docket Numbers: ER11-47-014; ER12-1540-012; ER12-1541-012; ER12-1542-012; ER12-1544-012; ER14-594-016; ER14-867-002; ER14-868-003; ER16-323-011; ER17-1930-006; ER17-1931-006; ER17-1932-006; ER19-606-004; ER19-1941-002; ER20-649-002; ER21-136-003. ....

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