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FINRA Promotes Michael Solomon to Executive Vice President of Examinations and Membership Application Program

FINRA Promotes Michael Solomon to Executive Vice President of Examinations and Membership Application Program
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Greg-ruppert
Membership-application-program
National-examination-program
Merrill-lynch
York-stock-exchange-enforcement-division
Rockefeller-financial
Michael-solomon
Executive-vice-president
Membership-application
Senior-vice-president
Business-wire
Examination-program

FINRA Adds Continuing Membership Application Requirement to Address Brokers With a History of Misconduct | Goodwin

FINRA Adds Continuing Membership Application Requirement to Address Brokers With a History of Misconduct | Goodwin
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Membership-application-program
National-adjudicatory-council
Department-of-member-regulation
Securities-exchange
Eligibility-proceedings
Continuing-membership-application
Hearing-officers
Member-regulation
Application-rule
Statutory-disqualification
Securities-exchange-act