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Avantax settles with SEC for $16.9 million over 12b-1 fees

Avantax failed to reveal conflicts of interest concerning marketing fees paid by clients for mutual funds, according to the SEC. ....

Todd Mackay , Exchange Commission , Blucora Inc , Global Advisors Inc , Avantax Advisory Services Inc , Share Class Disclosure Initiative , Share Class Disclosure , Class Disclosure Initiative , Avantax Wealth Management ,