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Madoff victims paid another $158M by compensation fund: feds

Another $158 million has been doled out to victims of Bernie Madoff, the feds announced Monday bringing the total payout to a whopping $4.22 billion. ....

New York , United States , Bernie Madoff , Damian Williams , Rachmann Ypost Madoff , Richardc Breeden , Madoff Victim Fund , Manhattan Us Attorney Office , North Carolina , Manhattan Federal Court , Ponzi Schemes ,

SEC Proposes Changes to the Definitions of "Dealer" and "Government Securities Dealer" Under the Securities Exchange Act

The Rule Proposal Would Clarify Which Market Participants Are Engaged in Buying and Selling Securities for Their Own Account "as Part of a Regular Business" and Are Subject to Dealer Registration Requirements
The U.S. Securities and Exchange Commission (SEC) recently proposed a new rule1 (the Proposal) which could require a diverse range of market participants to register as dealers,2 including a… ....

Amy Caiazza , Mariannek Smythe , Williamh Heyman , Rob Rosenblum , Wilson Sonsini , Neel Maitra , Richardc Breeden , Exchange Commission , Exchange Act Section , Division Of Market Regulation , Securities Exchange Act Release No , Securities Exchange , Investment Company , Division Of Investment Management , Selling Securities , Their Own Account , Are Subject , Dealer Registration , Securities Exchange Act , Exchange Act , Act Section , Investment Company Act , Participants That May Be Affected , Platforms Providing Secondary Liquidity , Nasdaq Private Market Facilitated , Asset Market ,