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A chief compliance officer (CCO) is a member of your firm’s team who can help protect your business from potential legal or regulatory issues. Registered investment advisors must have a CCO serving at the firm, but hiring an experienced one could make a huge difference and avoid potential penalties, fees or lawsuits that could cost […] The post How a Chief Compliance Officer (CCO) Can Help Your RIA Firm appeared first on SmartReads by SmartAsset.