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North American Morning Briefing: Dow Set For New -2-

North American Morning Briefing : Dow Set For New -2- - 2023-12-14

TMX to Acquire Remaining 78% of VettaFi Common Units for $848M; Deal Brings Total Amount to Be Paid for Full Ownership to $1.03B; TMX Made Strategic Investments in 1H for About 22% of VettaFi. -December 14, 2023 at 06:06 am EST - MarketScreener

SEC orders B-D, two reps to pay $1 million for Reg BI violations

A brokerage and two of its registered reps agreed to pay the SEC a little more than $1 million for Reg BI violations.

SEC Charges Laidlaw & Co. Reps With Reg BI Violations

The SEC settled charges with Laidlaw & Co. and two of its registered reps with violating Reg BI's care obligations with instances of "in-and-out" trading.

Here are 5 anti-obesity drug stocks besides Novo Nordisk and Eli Lilly to watch into year-end

Companies both big and small are hoping to grab a piece of the lucrative anti-obesity drug market. Piper Sandler counts 78 agents in development.