Joshua M. Newville is a partner in the Litigation Department in New York, and his practice focuses on commercial litigation and regulatory investigations.
Securities and Exchange Commission SEC compliance with amended Rule 206 Marketing Rule became mandatory for all investment advisers registered with the Securities and Exchange Commission
Joshua M. Newville is a partner in the Litigation Department in New York, and his practice focuses on commercial litigation and regulatory investigations.
2021 continued the trend of increased regulatory focus on privacy and cybersecurity for private investment funds in the U.S. and abroad. There are no signs of the trend leveling off any time soon.
2021 was a record year for SPACs. In 2021, the Nasdaq had 613 SPAC listings, up from 248 in 2020 and just 59 in 2019. Those 613 listings raised $145 billion – a 91 percent increase over the amount raised in 2020.