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ASIC ends 2021 with disciplinary blitz | Money Management

The Australian Securities and Investments Commission ended 2021 with a raft of fines, bannings, licence cancellations, and a bankruptcy notice. ....

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ASIC cancels licence of wealth management firm and bans 2 advisers

The Australian financial services (AFS) licence of a Tweed Heads-based firm has been cancelled. On Tuesday, ASIC announced the news against United Wealth Group after it found “the operation of a on ....

James Furnell , Neil Griffiths , United Wealth Group , Hadrian Summers , Administrative Appeals Tribunal , Wealth Group ,

ASIC cancels licence of wealth management firm and bans 2 advisers

The Australian Financial Services Licence of a Tweed Heads-based firm has been cancelled. On Tuesday (21 December), ASIC announced the news against United Wealth Group after it found “the operation ....

James Furnell , Neil Griffiths , United Wealth Group , Hadrian Summers , Administrative Appeals Tribunal , Wealth Group ,

ASIC bans two Tweed Heads-based financial advisers for five and seven years

ASIC has banned James Furnell and Adrian Summers for seven and five years respectively. Mr Furnell was a director and authorised representative of ....

James Furnell , United Wealth Group , Hadrian Summers , United Wealth Group Pty Ltd , United Wealth , Administrative Appeals Tribunal , Disqualified Persons ,