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Hydro One : Notice of 2024 Annual Meeting of Shareholders and Availability of Proxy Materials - Form 6-K

Hydro One : Of Shareholders and Availability - Form 6-K

similar to what was achieved with the Municipality of Chatham-Kent, which explicitly supports five critical transmission lines in the Southwest, a capital spend totalling $2.8 billion over 10 years.. | May 3, 2023

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Gary Ng Fined $5.0 Million By IIROC, Receives Permanent Registration Ban Related To PI Financial Purchase

It appears that the Investment Industry Regulator Organization of Canada, or IIROC for short, has finally begun to settle matters

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Want lower FSCS bills? Giving FCA 24/7 file access might be a start

In this edition of Tech Travels, I am going to consider that the same could apply to regulatory technology (‘regtech’) and compliance in advice and wealth, and that anyone wanting squeaky clean compliance should ‘sit at the front’. By that I mean they should let the regulator have a constant and comprehensive view of their files. Fans of cruel classroom stereotypes will be amused to learn that the company trying to make this a reality is Canada-based Four Eyes Financial. The ‘Four Eyes’ does not refer to a bespectacled nerd – nor does it refer to our own ‘four eyes’ compliance rules.

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