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SEC.gov | SEC Charges Intercontinental Exchange and Nine Affiliates Including the New York Stock Exchange with Failing to Inform the Commission of a Cyber Intrusion

SEC.gov | SEC Charges Intercontinental Exchange and Nine Affiliates Including the New York Stock Exchange with Failing to Inform the Commission of a Cyber Intrusion
sec.gov - get the latest breaking news, showbiz & celebrity photos, sport news & rumours, viral videos and top stories from sec.gov Daily Mail and Mail on Sunday newspapers.

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Illinois
United-states
American
David-liu
Carolynm-welshhans
Heidi-pilpel
Gurbirs-grewal
Melissa-hodgman
Benjamind-brutlag
Intercontinental-exchange-inc
Division-of-examinations

SEC fines NYSE parent company $10M for failing to report cyberattack

The Intercontinental Exchange will pay a penalty for failing to inform authorities about a cyber intrusion. The enforcement action affected several ICE subsidiaries, including the New York Stock Exchange.

United-states
Chicago
Illinois
American
Gurbirs-grewal
Mark-uyeda
Hester-peirce
Clear-credit
Clear-europe-ltd
Arca-inc
National-inc
Chicago-inc

ICE agreed to pay a $10 million penalty caused the failure of nine wholly-owned subsidiaries

ICE agreed to pay a $10 million penalty caused the failure of nine wholly-owned subsidiaries
finchannel.com - get the latest breaking news, showbiz & celebrity photos, sport news & rumours, viral videos and top stories from finchannel.com Daily Mail and Mail on Sunday newspapers.

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Illinois
American
David-liu
Carolynm-welshhans
Melissa-hodgman
Benjamind-brutlag
Gurbirs-grewal
Heidi-pilpel
Securities-industry-automation-corporation
National-inc

Collapsed crypto trading desk Genesis slapped with $21mln SEC penalty

Defunct cryptocurrency trading desk Genesis Global Capital will pay a $21 million penalty to settle charges brought by the Securities and Exchange.

Gurbirs-grewal
Gary-gensler
Division-of-enforcement
Digital-currency-group
Exchange-commission
Genesis-global-capital
Gemini-earn
Winklevoss-twin-owned

SEC.gov | Tina Diamantopoulos Named Regional Director of Chicago Office

SEC.gov | Tina Diamantopoulos Named Regional Director of Chicago Office
sec.gov - get the latest breaking news, showbiz & celebrity photos, sport news & rumours, viral videos and top stories from sec.gov Daily Mail and Mail on Sunday newspapers.

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Illinois
United-states
Tina-diamantopoulos
Gurbirs-grewal
Vanessa-horton
Kay-pyszka
Gary-gensler
Chicago-regional-office
Division-of-enforcement
Examinations-division
Division-of-examinations
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