Hedge Funds Push Back on HK Draft Rules for 'Market Soundings' bnnbloomberg.ca - get the latest breaking news, showbiz & celebrity photos, sport news & rumours, viral videos and top stories from bnnbloomberg.ca Daily Mail and Mail on Sunday newspapers.
Hong Kong Securities and Futures Commission Market Sounding Guide natlawreview.com - get the latest breaking news, showbiz & celebrity photos, sport news & rumours, viral videos and top stories from natlawreview.com Daily Mail and Mail on Sunday newspapers.
AMTD Chairman Calvin Choi Chi Kin loses appeal: banned by SFC for 2 years webb-site.com - get the latest breaking news, showbiz & celebrity photos, sport news & rumours, viral videos and top stories from webb-site.com Daily Mail and Mail on Sunday newspapers.
<p><span>The Securities and Futures Commission (SFC) has reprimanded and fined Cardinalasia Consulting Limited (CCL) $1.5 million over its failures in acting as a principal investment adviser to five private funds between August 2014 and October 2017 after the Securities and Futures Appeals Tribunal (SFAT) upheld the SFC’s disciplinary action against it.</span></p>